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Course Outline

Learning objectives

Upon completing this training course, you will be able to:

  • Explain the fundamental concepts and principles of an AI management system based on ISO/IEC 42001
  • Interpret ISO/IEC 42001 requirements for an AI management system from an auditor’s perspective
  • Evaluate the conformity of an AI management system to ISO/IEC 42001 requirements in line with fundamental audit concepts and principles
  • Plan, conduct, and close an ISO/IEC 42001 compliance audit according to ISO/IEC 17021-1 requirements, ISO 19011 guidelines, and other auditing best practices
  • Manage an ISO/IEC 42001 audit program

Outline

Day 1: Introduction to the artificial intelligence management system and ISO/IEC 42001

Day 2: Audit principles and the preparation for and initiation of an audit

Day 3: On-site audit activities

Day 4: Closing of the audit

Day 5: Certification Exam

Examination

The “PECB Certified ISO/IEC 42001 Lead Auditor” exam fulfills the requirements of the PECB Examination and Certification Program (ECP). It covers the following competency domains:

Domain 1: Fundamental principles and concepts of an AI management system

Domain 2: AI management system requirements

Domain 3: Fundamental audit concepts and principles

Domain 4: Preparing an ISO/IEC 42001 audit

Domain 5: Conducting an ISO/IEC 42001 audit

Domain 6: Closing an ISO/IEC 42001 audit

Domain 7: Managing an ISO/IEC 42001 audit program

For specific information regarding exam type, available languages, and other details, please visit the List of PECB Exams and the Examination Rules and Policies.

Certification

PECB ISO/IEC 42001 Certification Path and Requirements

After successfully passing the exam, you can apply for one of four professional credentials based on your experience level. All credentials require passing the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or an approved equivalent) and signing the PECB Code of Ethics.

1. Certified ISO/IEC 42001 Provisional Auditor

Ideal for newcomers to the field who have mastered the theoretical knowledge but do not yet have practical auditing or industry experience.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: None required

  • Management System Audit Experience: None required

  • Additional Requirement: Sign the PECB Code of Ethics

2. Certified ISO/IEC 42001 Auditor

Designed for professionals with a foundational level of experience in artificial intelligence management and auditing.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: Two years total, including at least one year of specific work experience in Artificial Intelligence (AI)

  • Management System Audit Experience: A minimum total of 200 hours of qualifying audit activities

  • Additional Requirement: Sign the PECB Code of Ethics

3. Certified ISO/IEC 42001 Lead Auditor

The standard credential for experienced professionals qualified to plan, lead, and manage AI management system audit teams.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: Five years total, including at least two years of specific work experience in Artificial Intelligence (AI)

  • Management System Audit Experience: A minimum total of 300 hours of qualifying audit activities

  • Additional Requirement: Sign the PECB Code of Ethics

4. Certified ISO/IEC 42001 Senior Lead Auditor

The highest tier for expert practitioners with comprehensive, long-term leadership experience in auditing AI frameworks.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: Ten years total, including at least seven years of specific work experience in Artificial Intelligence (AI)

  • Management System Audit Experience: A minimum total of 1,000 hours of qualifying audit activities

  • Additional Requirement: Sign the PECB Code of Ethics

Qualifying Audit Activities Note: To be considered valid by PECB, your audit hours must adhere to best practices and should include activities such as audit planning, managing an audit program, drafting audit or nonconformity reports, conducting on-site audits, and leading an audit team.


https://pecb.com/en/education-and-certification-for-individuals/iso-iec-42001/iso-iec-42001-lead-auditor

General

  • Certification and examination fees are included in the price of the training course.
  • Participants will receive training course materials containing over 450 pages of explanatory information, examples, best practices, exercises, and quizzes.
  • An attestation of course completion worth 31 CPD (Continuing Professional Development) credits will be issued to participants who have attended the training course.
  • In case candidates fail the exam, they can retake it within 12 months following the initial attempt for free.

Requirements

The primary prerequisite for participating in this training course is having a fundamental understanding of ISO/IEC 42001 as well as the principles and concepts of artificial intelligence.

Who Should Attend?

This training course is intended for:

  • Individuals with an auditing background, whether internal or external, who wish to specialize in AI management system auditing
  • Managers or consultants aiming to master the AI management system audit process
  • Professionals responsible for maintaining conformity with AI management system requirements within an organization
  • Expert advisors specializing in AI management
  • Professionals involved in analyzing and understanding business requirements for AI implementation
  • Individuals engaged in the development, implementation, and architectural design of AI solutions and systems
 35 Hours

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