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 Duration 14 hours

Course Outline

Introduction to ISO 37301 and Compliance Management

  • Overview of ISO 37301 and its primary objectives
  • Core compliance principles: integrity, accountability, and transparency
  • Distinguishing between ISO 19600 and ISO 37301

Organizational Context and Leadership

  • Analyzing the internal and external environment of the organization
  • Responsibilities of top management and the role of leadership
  • Defining compliance policies and setting strategic objectives

Planning and Support Mechanisms

  • Evaluating compliance risks and formulating mitigation strategies
  • Addressing requirements for competence, awareness, and communication
  • Managing documentation and resource needs for the CMS

Operational Controls and Compliance Workflows

  • Defining operational procedures and assigning clear responsibilities
  • Considerations for outsourcing and third-party compliance
  • Recording compliance obligations and implementing controls

Monitoring, Assessment, and Reporting

  • Measuring compliance performance using key performance indicators (KPIs)
  • Executing internal audits and compliance evaluations
  • Establishing protocols for compliance reporting and escalation

Management Review and Continuous Improvement

  • Assessing system performance and incorporating leadership feedback
  • Handling noncompliance issues and implementing corrective actions
  • Driving ongoing enhancements within the CMS

Certification, Integration, and Future Readiness

  • Guiding steps for ISO 37301 certification and third-party audits
  • Harmonizing with ISO 37001, ISO 9001, or ISO 27001
  • Exploring emerging compliance trends and digital governance

Summary and Future Steps

Requirements

  • A solid grasp of compliance and risk-related principles
  • Familiarity with various management system standards
  • Background experience in regulatory, legal, or internal control roles

Target Audience

  • Compliance officers and managers overseeing internal controls
  • Auditors, legal consultants, and risk specialists
  • Senior executives and governance leaders committed to maintaining compliance integrity

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