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Duration 14 hours
Course Outline
Introduction to ISO 37301 and Compliance Management
- Overview of ISO 37301 and its primary objectives
- Core compliance principles: integrity, accountability, and transparency
- Distinguishing between ISO 19600 and ISO 37301
Organizational Context and Leadership
- Analyzing the internal and external environment of the organization
- Responsibilities of top management and the role of leadership
- Defining compliance policies and setting strategic objectives
Planning and Support Mechanisms
- Evaluating compliance risks and formulating mitigation strategies
- Addressing requirements for competence, awareness, and communication
- Managing documentation and resource needs for the CMS
Operational Controls and Compliance Workflows
- Defining operational procedures and assigning clear responsibilities
- Considerations for outsourcing and third-party compliance
- Recording compliance obligations and implementing controls
Monitoring, Assessment, and Reporting
- Measuring compliance performance using key performance indicators (KPIs)
- Executing internal audits and compliance evaluations
- Establishing protocols for compliance reporting and escalation
Management Review and Continuous Improvement
- Assessing system performance and incorporating leadership feedback
- Handling noncompliance issues and implementing corrective actions
- Driving ongoing enhancements within the CMS
Certification, Integration, and Future Readiness
- Guiding steps for ISO 37301 certification and third-party audits
- Harmonizing with ISO 37001, ISO 9001, or ISO 27001
- Exploring emerging compliance trends and digital governance
Summary and Future Steps
Requirements
- A solid grasp of compliance and risk-related principles
- Familiarity with various management system standards
- Background experience in regulatory, legal, or internal control roles
Target Audience
- Compliance officers and managers overseeing internal controls
- Auditors, legal consultants, and risk specialists
- Senior executives and governance leaders committed to maintaining compliance integrity
Testimonials (1)
Theory followed by practical examples and exercices. Job well done!