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Course Outline
R/3 Fundamentals for Auditors
- Core architecture (ABAP stack, SAP GUI, client concept).
- Key distinctions from legacy systems (modular design: FI, MM, SD).
- Classic transactions and navigation methods for auditing.
Access, Roles, and Essential SoD
- User management and authorizations using PFCG, SU01, SUIM, SU53, SU24.
- Role design and functions relevant to audits.
- Basic SoD matrix and common findings (e.g., combining invoice creation and approval in one role).
Security Logs and Traces
- Security Audit Log (SM19/SM20): activation, filtering, and reporting.
- STAD and ST03N: usage statistics, session analysis, and workload assessment.
- Best practices for retaining and exporting evidence.
Configuration Changes and Sensitive Data
- SCU3 (change documents) and SCC4 (client settings).
- Key system parameters (RZ10/RZ11): identification and monitoring.
Process Controls (FI/MM/SD) in R/3
- FI: tolerances, OB52 (posting periods), and journal entry approvals.
- MM: release strategies, purchase order limits, and single supplier controls.
- SD: credit limits, pricing modifications, and condition monitoring.
- Audit sampling techniques for process validation.
Comprehensive Lab and Reporting
- Reviewing roles and authorizations for critical users.
- Tracking operations (purchase/sale) and gathering audit evidence (SM20/SCU3).
- Documenting findings with screenshots and data exports.
- Preparing working papers and ensuring traceability.
Wrap-up and Action Plan
- Internal control checklist for R/3.
- Prioritizing findings and developing recommendations.
Deliverables
- Checklist containing 20+ controls (FI/MM/SD).
- Quick reference guide for SM19/SM20, SUIM, SCU3, STAD/ST03N.
Requirements
- A solid grasp of fundamental auditing principles
- Prior experience working with SAP systems
- Familiarity with compliance and control frameworks
Target Audience
- Auditors
- Internal control specialists
- SAP security consultants
- Compliance officers
16 Hours
Testimonials (2)
It was straight to the point and more practical
Lungelo Ndlela - SNG Grant Thornton
Course - SAP S/4 Hana (S/4Hana)
The interaction between the team and sharing their experience with us
Brenda Toral - Michelin Mexico Services
Course - SAP S/4HANA Overview (S4H00)
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